Structured UBO Risk Review Compliance Workflow for VASPs
SFTY connects onboarding and KYB provider outputs to organize UBO risk assessments into auditable workflows with case escalation and evidence preservation for compliance teams.
Workflow control
SFTY connects UBO checks into workflows
SFTY integrates UBO data, provider results, risk rules and reviewer actions into one structured workflow so compliance teams manage escalation, document decisions and preserve audit evidence consistently.
- Orchestrate provider outputs
- Apply risk rules and policies
- Track regulatory rule updates
- Build audit-ready evidence
Travel Rule
KYB
Screening
KYT
KYC
SFTY Compliance Control Layer
Cases
Decisions
Evidence
Reports
Ubo risk assessment lacks consistent structure
Compliance teams struggle with fragmented data from multiple sources during UBO risk reviews. This leads to slow escalation, inconsistent decisions and gaps in auditability across onboarding workflows for beneficial ownership checks.
Review risk assessment flowFragmented providers
KYC, KYB, KYT and Travel Rule outputs sit in separate tools
Manual reviews
Teams move data between dashboards, spreadsheets and internal notes
Outdated rules
Regulatory changes are hard to map into internal workflows
Weak audit trail
Evidence and decision history are difficult to reconstruct later
Workflow
From onboarding checks to UBO risk review
SFTY connects KYC and KYB provider outputs through risk rules, review workflows, case escalation and evidence collection for structured UBO risk assessment.
Review audit flowChecks
KYC, KYB, KYT and screening outputs enter SFTY
Rules
Risk rules route checks into the right workflow
Case
A case opens with customer, wallet and provider context
Decision
Teams review, decide and record the outcome
Evidence
Logs, decisions and reports stay ready for audit
Compliance operating capabilities
KYC
Identity checks connected to onboarding decisions
KYB
Corporate verification, UBO review and entity risk
KYT
Wallet and transaction monitoring in one workflow
Travel Rule Workflows
Message routing, completeness checks and exception handling
Rules Monitoring
Regulatory changes mapped to internal rule
Audit Trail
Decision logs and evidence for every review
Beyond disconnected reviews. One UBO risk layer
SFTY connects UBO provider outputs into structured risk reviews, escalation workflows, decisions, and audit-ready evidence tailored for digital asset onboarding compliance.
Provider-neutral layer
Work above existing KYC, KYB, KYT and Travel Rule tools
Operational control
Turn disconnected outputs into structured reviews and cases
Audit-ready decisions
Preserve evidence, reviewer actions and decision history
Enterprise visibility
Give compliance, risk and leadership one operating view
Ask SFTY about risk operations
AI assistant for product, deployment and compliance questions
FAQ
Questions compliance teams ask about SFTY
Clear answers on provider orchestration, Travel Rule workflows, audit evidence and enterprise compliance operations.
What is SFTY for UBO risk review?
SFTY structures UBO risk assessment by connecting KYB checks, corporate data and sanctions outputs into auditable workflows tailored for VASP compliance teams.
How does SFTY manage UBO risk workflows?
SFTY routes provider results through configurable rules to open cases, assign reviews, escalate risks and document decisions on beneficial ownership.
How does SFTY preserve UBO review evidence?
SFTY preserves decision logs, provider outputs and case evidence to support a clear audit trail for UBO risk reviews and regulatory inspection readiness.
Can SFTY integrate with our KYC and KYB stack?
Yes, SFTY connects existing KYC and KYB providers without disruption, connecting their outputs within one operational compliance workflow.
Does SFTY replace existing onboarding providers?
No, SFTY acts as a compliance control layer above providers and does not replace identity, corporate or screening services.
Structure UBO risk reviews into auditable cases
Review how SFTY connects onboarding and KYB outputs into controlled workflows with case escalation and preserved evidence.
Discuss enterprise deployment